About Summit Global Private Wealth
Investing in People, Not Just Portfolios.
Performance goes beyond the numbers. It’s about creating meaningful outcomes that all investors deserve.
Every decision begins with a deep understanding of the ambitions, concerns, and long-term goals of those we serve. Through a comprehensive wealth management approach, we combine disciplined investing, risk-aware portfolio design, and strategic financial planning to support confident retirements and enduring family legacies.
Dave Harden: Driving Innovation, Growth, and Excellence at Summit Global
Dave Harden is the Founder, CEO, and Chief Investment Officer at Summit Global Investments (SGI), a firm he built with a steadfast commitment to disciplined investing, risk management, and a vision for long-term financial stewardship.
Under Dave’s leadership, SGI has grown steadily over the past 15 years to become a fully integrated enterprise group, combining investment management, private wealth, family office, and insurance expertise. Now with over $2 billion in assets under management (AUM), the firm has averaged approximately 30% annual growth over the last decade, and continues to attract top-tier investors and advisors.
Dave has been the driving force behind SGI’s innovative portfolio strategies, including its expansion into ETFs featuring a unique options trading overlay. His disciplined investment philosophy focuses on delivering superior risk-adjusted returns, earning him and the firm recognition from industry peers and national media.
Dave is a frequent guest on CNBC, Fox Business, Bloomberg, and other financial media platforms, where he shares his insights on market trends, portfolio construction, and risk management.
Award-Winning Leadership and Industry Recognition
Under Dave’s leadership, Summit Global Investments has been widely recognized for excellence in asset management, risk-adjusted performance, and responsible investing. SGI’s industry accolades include:
- 2020-23, 2025 Investor’s Business Daily – Five-time award recipient for Best Mutual Fund
- 2025 Newsweek’s Top 100 Advisory Firms in the US – Honoring leading financial advisory firms nationwide
These achievements reflect Dave’s direct influence and impact. His ability to innovate disciplined portfolio management has positioned SGI as a trusted partner for a wide range of investors, including mass-affluent and high-net-worth individuals, institutions, and advisors seeking consistent long-term growth.
A Legacy of Visionary Leadership
Dave Harden’s leadership philosophy extends beyond delivering investment results. It is grounded in building a culture where excellence, innovation, and client-first thinking guide every decision. Through initiatives such as Summit Global’s Days of Service and the firm’s recent Certified Kind Business designation, the only firm to achieve this recognition, from the national organization One Kind Act a Day, Dave has intentionally fostered a culture defined by integrity, collaboration, and community impact.
LEADERSHIP
Unified Leadership. Aligned for Impact.
Summit Global’s leaders bring proven expertise across the full advisory ecosystem. Together, we believe success is measured not only by growth, but by impact. Together with our advisors, they provide the structure, stewardship, and support needed to serve clients thoughtfully and responsibly — working as a true force for good in the lives of those we serve.
Aash Shah
Head of Investments
Eric Callister
Chief Financial Officer
John Lore
Chief Compliance Officer, General Counsel
Sylvain Templeman
Chief Growth Officer
Matt Hamilton
Head of Operations & Mergers & Acquisitions
Steve Farrell
Head of Family Office & Private Advisory
Michael Barnett
Managing Director of Advisor & Client Success, & Technology Strategy
Janet Lee
Head of Advisor Success
Ron Rice
Head of Marketing
Our Purpose & Aspiration
Mission & Vision
Our Mission
Share and Build
Be the most trusted and efficient Investment Advisor.
Our Vision
Make a Meaningful Contribution
Help clients find, know and achieve their goals and objectives.
OUR CORE VALUES
How We Show Up Matters
We believe great outcomes begin with how we work. By moving with purpose, acting with honesty, and listening with care, we earn trust and build understanding in every client and advisor relationship.
Urgency and Focus
Acting quickly and efficiently, keeping focus on client needs and inspiring others.
Integrity and Transparency
Doing the right thing, being transparent, and communicating clearly with all stakeholders.
Trust and Understanding
Gain a deep understanding of client goals, building trust through consistent professionalism.
Hope and Optimism
Lead with belief, show up as your best self, and elevate the team around you.
Power of the Team
A great degree of our success will be determined by our relationships with each other.
SUMMIT GLOBAL ENTERPRISE GROUPS
Summit Global Private Wealth is part of a family of integrated groups designed to serve institutions, individual investors, families, and advisors at every stage of wealth.
A team of over 100 advisors, grounded in independence and fiduciary responsibility, dedicated to delivering personalized financial planning, investment management, and wealth preservation solutions for a diverse range of clients.
A deeply experienced, multi-disciplinary portfolio management group providing customized investment solutions designed to meet the complex needs of institutional investors and investment managers overseeing significant private and corporate capital.
An elite advisory team that delivers a highly personalized, concierge-level experience serving the unique needs of multi-generational family wealth stewards and individuals with significant growth trajectories.
A dedicated business unit specializing in life insurance and annuity solutions, thoughtfully integrated into your broader wealth and investment strategy to provide protection, growth, and long-term financial security.
